-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, N3k/ITh4XkTcXfHv96tLrflWF5wMUAbsRJOCRmdGQxKdrxDBNkdVX0WTBJjIjhiy oVoheFpB5F1ATVs0594KVg== 0000896017-06-000026.txt : 20061204 0000896017-06-000026.hdr.sgml : 20061204 20061204135222 ACCESSION NUMBER: 0000896017-06-000026 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20061204 DATE AS OF CHANGE: 20061204 GROUP MEMBERS: ANDREW DAKOS GROUP MEMBERS: BULLDOG INVESTORS GROUP MEMBERS: PHILLIP GOLDSTEIN SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BOULDER GROWTH & INCOME FUND CENTRAL INDEX KEY: 0000102426 IRS NUMBER: 132729672 STATE OF INCORPORATION: MD FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-56589 FILM NUMBER: 061253622 BUSINESS ADDRESS: STREET 1: 1680 38TH STREET STREET 2: SUITE 800 CITY: BOULDER STATE: CO ZIP: 80301 BUSINESS PHONE: 3034445483 MAIL ADDRESS: STREET 1: 1680 38TH STREET STREET 2: SUITE 800 CITY: BOULDER STATE: CO ZIP: 80301 FORMER COMPANY: FORMER CONFORMED NAME: USLIFE INCOME FUND INC DATE OF NAME CHANGE: 19920703 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: OPPORTUNITY PARTNERS L P CENTRAL INDEX KEY: 0000896017 IRS NUMBER: 113132092 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 60 HERITAGE DRIVE CITY: PLESANTVILLE STATE: NY ZIP: 10570 BUSINESS PHONE: 9147475262 MAIL ADDRESS: STREET 1: 60 HERITAGE DRIVE CITY: PLEASANTVILLE STATE: NY ZIP: 10570 SC 13D/A 1 sc13damend8.txt SCHEDULE 13DA N.A. DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT 1. NAME OF REPORTING PERSON Bulldog Investors, Phillip Goldstein, Andrew Dakos 2. CHECK THE BOX IF MEMBER OF A GROUP a[] b[] 3. SEC USE ONLY 4. SOURCE OF FUNDS NA 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) AND 2(e) [] 6. CITIZENSHIP OR PLACE OF ORGANIZATION USA ________________________________________________________________ 7. SOLE VOTING POWER 655,000 8. SHARED VOTING POWER 0 9. SOLE DISPOSITIVE POWER 655,000 ____________________________________________________ 10. SHARED DISPOSITIVE POWER NA 11. AGGREGATE AMOUNT OWNED BY EACH REPORTING PERSON 655,000 12. CHECK IF THE AGGREGATE AMOUNT EXCLUDES CERTAIN SHARES [] ___________________________________________________________ 13. PERCENT OF CLASS REPRESENTED BY ROW 11 5.78% 14. TYPE OF REPORTING PERSON NA ___________________________________________________________ The following constitutes Amendment No. 8 to the Schedule 13D filed by the undersigned on May 23, 2005. This Amendment No. 8 amends the Schedule 13D as specifically set forth. Item 5 is amended as follows: ITEM 5. INTEREST IN SECURITIES OF THE ISSUER a. As per the annual report filed on 8/9/2006 there were 11,327,784 shares outstanding as of 5/31/2006. The percentage set forth in this item 5 was derived using such number. Bulldog Investors, Phillip Goldstein and Andrew Dakos are deemed to be the beneficial owner of 655,000 shares of BIF or 5.78% of the outstanding shares. b. Power to vote and dispose of securities resides solely with Mr. Phillip Goldstein or Andrew Dakos for 655,000 shares. c. During the last sixty days the following shares of common stock were traded (unless previously reported): Date Shares Price 10/23/2006 -5,000 9.63 10/23/2006 -10000 9.62 10/23/2006 -6000 9.61 10/23/2006 -3000 9.62 10/24/2006 -1,200 9.68 10/24/2006 -10000 9.67 10/24/2006 -10000 9.67 10/24/2006 -10000 9.65 10/25/2006 -2500 9.67 10/26/2006 -1,250 9.67 10/26/2006 -1,250 9.67 10/26/2006 -1,250 9.67 10/26/2006 -1,250 9.67 10/26/2006 -5000 9.67 10/26/2006 -1100 9.67 10/27/2006 -2,480 9.6266 10/27/2006 -2,480 9.6266 10/27/2006 -880 9.6266 10/27/2006 -1,600 9.6266 10/27/2006 -2,480 9.6266 10/27/2006 -2,480 9.6266 10/30/2006 -2,500 9.67 10/30/2006 -2,500 9.67 10/31/2006 -4,360 9.7798 10/31/2006 -4,360 9.7798 10/31/2006 -1,560 9.7798 10/31/2006 -2,800 9.7798 10/31/2006 -4,360 9.7798 10/31/2006 -4,360 9.7798 11/1/2006 -2,950 9.75 11/1/2006 -2,950 9.75 11/2/2006 -2,940 9.7 11/2/2006 -2,940 9.7 11/2/2006 -1,040 9.7 11/2/2006 -1,900 9.7 11/2/2006 -2,940 9.7 11/2/2006 -2,940 9.7 11/3/2006 -2,000 9.68 11/3/2006 -700 9.68 11/3/2006 -2,000 9.68 11/3/2006 -5000 9.7 11/6/2006 -2,560 9.77 11/6/2006 -2,560 9.77 11/6/2006 -960 9.77 11/6/2006 -1,600 9.77 11/6/2006 -2,560 9.77 11/6/2006 -2,560 9.77 11/6/2006 -6000 9.76 11/7/2006 -4,900 9.82 11/7/2006 -4,900 9.82 11/7/2006 -1,700 9.82 11/7/2006 -3,200 9.82 11/7/2006 -4,900 9.82 11/7/2006 -4,900 9.82 11/7/2006 -6000 9.81 11/8/2006 -6,000 9.8767 11/8/2006 -6,000 9.8767 11/8/2006 -2,000 9.8767 11/8/2006 -4,000 9.8767 11/8/2006 -6,000 9.8767 11/8/2006 -6,000 9.8767 11/9/2006 -5,220 10.0323 11/9/2006 -5,220 10.0323 11/9/2006 -5,220 10.0323 11/9/2006 -5,220 10.0323 11/9/2006 -5,220 10.0323 11/10/2006 -3,240 10.15 11/10/2006 -3,240 10.15 11/10/2006 -3,240 10.15 11/10/2006 -3,240 10.15 11/10/2006 -3,240 10.15 11/13/2006 -5,000 10.32 11/13/2006 -5,000 10.32 11/13/2006 -5,000 10.32 11/13/2006 -5,000 10.32 11/13/2006 -5,000 10.32 11/14/2006 -1,575 10.531 11/14/2006 -1,575 10.531 11/14/2006 -1,575 10.531 11/14/2006 -1,575 10.531 11/17/2006 -1,900 10.47 11/20/2006 -3,650 10.48 11/20/2006 -3,650 10.48 11/20/2006 -2,500 10.48 11/20/2006 -3,650 10.48 11/20/2006 -3,650 10.48 11/21/2006 -3,660 10.48 11/21/2006 -3,660 10.48 11/21/2006 -3,660 10.48 11/21/2006 -3,660 10.48 11/21/2006 -3,660 10.48 11/29/2006 -2,000 10.43 11/29/2006 -2,000 10.43 11/29/2006 -2,000 10.43 11/29/2006 -2,000 10.43 11/29/2006 -2,000 10.43 11/30/2006 -1,140 10.47 11/30/2006 -1,140 10.47 11/30/2006 -1,140 10.47 11/30/2006 -1,140 10.47 11/30/2006 -1,140 10.47 12/1/2006 -1,700 10.49 d. Beneficiaries of managed accounts are entitled to receive any dividends or sales proceeds. e. NA After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: 12/2/06 By: /s/ Phillip Goldstein Name: Phillip Goldstein By: /S/ Andrew Dakos Name: Andrew Dakos -----END PRIVACY-ENHANCED MESSAGE-----